Director of Investments and Financial Planning
A graduate of Pace University with BBA in Finance, William Travis earned the right to use the Chartered Financial Analyst (CFA) designation in 2004 and completed the Chartered Market Technicians (CMT) program in 2003. Member of NACVA and the FINRA’s arbitration roster.
Prior to this role, William worked in the financial services industry for over fifteen years, most recently as a NASDAQ Equity Trader and Market Maker in the OTC Market, assisting institutional investors, Hedge Funds, and high net worth individuals to invest in Special Purpose Acquisition Companies (SPACs), as well as Large, Mid, Small and Microcap companies. William has worked on some of Wall Street’s leading Equity Trading Desks including Goldman Sachs and Royal Bank of Canada.
William has investment, trading and portfolio construction expertise in equities, warrants, interest rate futures, bonds, options, spot and forex products. Experienced in Valuation of public and closely held businesses. He is one of the agency’s Investment Specialists assisting advisors and clients on investments and portfolio construction.
William is licensed for Life, Accident, and Health Insurance and has earned his FINRA Series 7 General Securities Representative Registration, FINRA Series 55 and FINRA 63 Registrations.
I am licensed to sell insurance in: PA, NJ, NY, and VA, and securities in: PA, ME, MN, NJ, NY, TX, and VA.